Monitoring and Declaration of Operations
The strategy of monitoring customers / declaring operations is made up of structured data extraction procedures and systems for the generation of statistical reports. The purpose of the analysis is to identify situations that characterize evidence of money laundering.
The registration occurs through rules defined in the Compliance Back Office system for the financial operations of customers, parts identified in restrictive, sanctioned lists, of Politically Exposed People, executed automatically for each operation, crossing the data of the internal Back Office system.
This activity is performed by the AML area and consists of:
- Performance of routines for the identification of evidence;
- Analysis of atypical cases and conclusion regarding their justifications;